-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P5ibwx32hmS1kZ8WLVoDV50qCpOvwU0YPG6I6Wenjf5QsbGqdvQnZuVDWa7VgVyx PvLNwXgS3eHCy/9kUkpNTg== 0000919574-00-001099.txt : 20010101 0000919574-00-001099.hdr.sgml : 20010101 ACCESSION NUMBER: 0000919574-00-001099 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47309 FILM NUMBER: 797757 BUSINESS ADDRESS: STREET 1: NEWPORT TOWER 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599500 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONIC TRADING GROUP LLC CENTRAL INDEX KEY: 0001113056 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 SC 13D/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) M.H. Meyerson & Co., Inc. - ----------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ----------------------------------------------------------- (Title of Class of Securities) 55301Q - ----------------------------------------------------------- (CUSIP Number) Gregg Giaquinto 111 Broadway, 3rd Floor New York, New York 10006 - ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) December 21, 2000 - ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 2 CUSIP No.: 55301Q 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Person Electronic Trading Group, L.L.C. - ID #133802811 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds WC - See Item 3 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization Illinois Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 3 11. Aggregate Amount Beneficially Owned by Each Reporting Person 787,509 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 11.98% - See Item 5 14. Type of Reporting Person B/D 4 CUSIP No.: 55301Q 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert Kanter - ID #051321390 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization U.S.A. Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 5 11. Aggregate Amount Beneficially Owned by Each Reporting Person 787,509 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 11.98% - See Item 5 14. Type of Reporting Person IN 6 Electronic Trading Group, L.L.C. hereby amends and supplements the Schedule 13D dated as of April 17, 2000 originally filed with the Securities and Exchange Commission (the "SEC") on April 27, 2000 as amended by (i) Amendment No. 1 dated as of April 24, 2000 filed with the SEC on April 28, 2000; (ii) Amendment No. 2 dated as of May 24, 2000 filed with the SEC on May 26, 2000; (iii) Amendment No. 3 dated as of July 27, 2000 filed with the SEC on August 1, 2000; (iv) Amendment No. 4 dated as of September 5, 2000 filed with the SEC on September 12, 2000; (v) Amendment No. 5 dated as of September 14, 2000 filed with the SEC on September 18, 2000; (vi) Amendment No. 6 dated as of September 26, 2000 filed with the SEC on September 28, 2000; and (vii) Amendment No. 7 dated as of November 28, 2000 filed with the SEC on December 1, 2000 (the "Schedule") as follows: Item 3. Source and Amount of Funds or Other Consideration Item 3 of the Schedule is hereby amended by inserting the following at the end of the first paragraph thereof: From November 29, 2000 to December 21, 2000, the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net purchase of 68,799 additional shares through open market transactions at average daily prices ranging from $2.0625 to $3.1250 per share, for a net purchase price of $173,106.38. All purchases during such period were effected in an investment account at Spear, Leeds & Kellogg ("SLK"), a broker-dealer, pursuant to arrangements under which SLK may be deemed to have extended credit in connection with such purchases. Item 5. Interest in Securities of the Issuer Item 5(a) of the Schedule is hereby deleted in its entirety and replaced with the following: The Company beneficially owns, in the aggregate, 787,509 shares of the Issuer's Common Stock, which constitutes 11.98% of the Issuer's outstanding Common Stock as of December 1, 2000, as disclosed in the Issuer's Form 10-Q filed on December 15, 7 2000. Of the 787,509 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(b) of the Schedule is hereby deleted in its entirety and replaced with the following: Of the 787,509 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(c) of the Schedule is amended by inserting the following at the end thereof: As shown in Addendum 1 hereto, from November 29, 2000 to December 21, 2000, the Company made a net purchase of 68,799 additional shares of the Issuer's Common Stock in open market transactions. Item 7. Material to be Filed as Exhibits Item 7.1 of the Schedule is hereby amended by deleting "November 28, 2000" in the third line and inserting "December 21, 2000" in lieu thereof. 8 Addendum 1 to the Schedule is hereby amended by inserting the following at the end thereof: Shares Shares Average Price Per Share Date Purchased (Sold) Position (Excluding commission) 11/29/00 4,000 722,710 2.7500 11/30/00 12,700 735,410 2.7500 11/30/00 700 736,110 2.7500 11/30/00 1,900 738,010 2.7500 11/30/00 1,800 739,810 2.7500 11/30/00 600 740,410 2.7500 11/30/00 100 740,510 2.7500 11/30/00 1,400 741,910 2.7500 11/30/00 1,000 742,910 2.7500 11/30/00 600 743,510 2.7500 11/30/00 1,900 745,410 2.7500 11/30/00 500 745,910 2.7500 11/30/00 2,000 747,910 2.7500 11/30/00 5,000 752,910 2.7500 12/1/00 (5,000) 747,910 3.0000 12/1/00 800 748,710 2.9375 12/1/00 1,800 750,510 2.9375 12/1/00 300 750,810 2.9375 12/1/00 1,300 752,110 2.9375 12/4/00 (1,200) 750,910 2.9063 12/4/00 (100) 750,810 2.9375 12/4/00 (100) 750,710 2.9375 12/4/00 (2,500) 748,210 2.9375 12/4/00 1,000 749,210 2.8750 12/4/00 300 749,510 2.9063 12/4/00 700 750,210 2.9375 12/4/00 1,000 751,210 2.9375 12/4/00 700 751,910 2.9688 12/5/00 (3,000) 748,910 3.1250 12/5/00 600 749,510 3.0625 12/5/00 1,400 750,910 3.1250 12/6/00 (2,900) 748,010 3.1250 12/6/00 (200) 747,810 3.1250 12/6/00 (400) 747,410 3.1250 12/6/00 (2,000) 745,410 3.1250 12/11/00 1,000 746,410 2.8750 12/11/00 3,500 749,910 2.9375 12/12/00 (800) 749,110 2.9375 12/12/00 (1,600) 747,510 2.9375 12/12/00 (1,401) 746,109 3.0000 12/13/00 2,000 748,109 2.6875 12/13/00 3,500 751,609 2.7500 12/13/00 3,500 755,109 2.8125 9 12/13/00 3,500 758,609 2.8750 12/14/00 (2,000) 756,609 2.7500 12/14/00 (2,000) 754,609 2.7500 12/14/00 (2,000) 752,609 2.8125 12/15/00 (2,000) 750,609 2.5000 12/15/00 (3,900) 746,709 2.5625 12/15/00 (500) 746,209 2.7500 12/15/00 13,500 759,709 2.5000 12/15/00 7,000 766,709 2.5625 12/15/00 3,500 770,209 2.6250 12/15/00 3,500 773,709 2.6875 12/18/00 800 774,509 2.3125 12/18/00 1,200 775,709 2.3750 12/18/00 2,100 777,809 2.3750 12/18/00 (1,200) 776,609 2.3750 12/18/00 (1,000) 775,609 2.3906 12/19/00 2,500 778,109 2.2500 12/19/00 2,500 780,609 2.3125 12/19/00 (1,000) 779,609 2.3125 12/19/00 (1,500) 778,109 2.3125 12/19/00 (1,500) 776,609 2.3750 12/19/00 (2,000) 774,609 2.4375 12/20/00 500 775,109 2.1250 12/20/00 (3,500) 771,609 2.3125 12/20/00 (1,000) 770,609 2.3750 12/20/00 2,000 772,609 2.1250 12/20/00 3,000 775,609 2.1875 12/20/00 1,500 777,109 2.2500 12/21/00 3,500 780,609 2.0625 12/21/00 2,500 783,109 2.1250 12/21/00 1,900 785,009 2.1875 12/21/00 2,500 787,509 2.1875 ___________________________________________________________________ Subtotal from 11/29/00 to 115,100 (46,301) 12/21/00 Aggregate 11/28/00 Position 718,710 Total as of 1,288,310 (500,801) 787,509 4.5230 12/21/00 10 SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigneds hereby certify that the information set forth in this statement is true, complete and correct. ELECTRONIC TRADING GROUP, L.L.C. /s/ Robert Kanter ________________________ By: Robert Kanter Title: Member Manager Date: December 21, 2000 ROBERT KANTER /s/ Robert Kanter ______________________ Date: December 21, 2000 11 02764001.AB5 -----END PRIVACY-ENHANCED MESSAGE-----